Filing Details

Accession Number:
0001144204-14-052573
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-27 06:04:09
Reporting Period:
2014-08-26
Filing Date:
2014-08-27
Accepted Time:
2014-08-27 06:04:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1084752 Inventergy Global Inc. INVT Telephone Communications (No Radiotelephone) (4813) 621482178
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532128 B Stephen Huang C/O Inventergy Global, Inc.
900 E. Hamilton Avenue, Suite 180
Campbell CA 95008
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-08-26 10,522 $1.89 10,522 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Purchase Common Stock $3.04 2024-05-19 424,170 424,170 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-05-19 424,170 424,170 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in one trade/order with multiple executions/transactions ranging from $1.85 to $1.93, inclusive. The reporting person undertakes to provide to Inventergy Global, Inc., any security holder of Inventergy Global, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The option was granted under the 2013 Stock Plan of Inventergy Global, Inc. and is exercisable as follows: (1) 70,695 options become exercisable on November 20, 2014; (2) 70,695 options become exercisable on May 20, 2015; and (3) 35,348 options become exercisable on the last day of each quarter of continuous service thereafter.