Filing Details

Accession Number:
0001140361-14-034197
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-26 16:29:40
Reporting Period:
2014-08-22
Filing Date:
2014-08-26
Accepted Time:
2014-08-26 16:29:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912093 Jds Uniphase Corp JDSU Semiconductors & Related Devices (3674) 942579683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245146 W David Heard 430 N Mccarthy Boulevard
Milpitas CA 95035
President, Commtest No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-22 5,444 $0.00 18,591 No 4 M Direct
Common Stock Disposition 2014-08-22 1,830 $11.53 16,761 No 4 F Direct
Common Stock Disposition 2014-08-25 3,614 $11.64 13,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2014-08-22 5,444 $0.00 5,444 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,775 2014-08-22 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
  3. Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.67 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.