Filing Details

Accession Number:
0001002225-14-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-25 20:37:06
Reporting Period:
2014-08-21
Filing Date:
2014-08-25
Accepted Time:
2014-08-25 19:37:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559426 Todd Gottula 600 Townsend Street
San Francisco CA 94103
Evp & Cto, Global Solutn Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-21 234 $17.91 63,989 No 4 M Direct
Common Stock Disposition 2014-08-21 134 $31.36 63,855 No 4 D Direct
Common Stock Acquisiton 2014-08-21 478 $17.80 64,333 No 4 M Direct
Common Stock Disposition 2014-08-21 272 $31.36 64,061 No 4 D Direct
Common Stock Acquisiton 2014-08-21 681 $21.67 64,742 No 4 M Direct
Common Stock Disposition 2014-08-21 471 $31.36 64,271 No 4 D Direct
Common Stock Acquisiton 2014-08-21 233 $17.91 64,504 No 4 M Direct
Common Stock Disposition 2014-08-21 134 $31.36 64,370 No 4 D Direct
Common Stock Disposition 2014-08-21 615 $31.40 63,755 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-08-21 478 $0.00 478 $17.80
Common Stock Stock Appreciation Rights Disposition 2014-08-21 234 $0.00 234 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-08-21 233 $0.00 233 $17.91
Common Stock Stock Appreciation Rights Disposition 2014-08-21 681 $0.00 681 $21.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,036 2013-05-14 2022-05-14 No 4 M Direct
4,666 2012-05-13 2021-05-13 No 4 M Direct
4,433 2012-05-13 2021-05-13 No 4 M Direct
22,481 2014-05-14 2023-05-14 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 30 August 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.