Home > Insider Trading > Filing (0001140361-14-033941)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
912093	Jds Uniphase Corp	JDSU	Semiconductors & Related Devices (3674)	942579683

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1510422	R Andrew Pollack	C/O Jds Uniphase Corporation 430 N Mccarthy Boulevard Milpitas CA 95035	Svp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-08-20	8,250	$0.00	8,250	No	4	M	Direct
Common Stock	Disposition	2014-08-20	3,101	$11.12	5,149	No	4	F	Direct
Common Stock	Disposition	2014-08-21	5,149	$11.32	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2014-08-20	8,250	$0.00	8,250	$0.00
Common Stock	Restricted Stock Unit	Acquisiton	2014-08-20	25,000	$0.00	25,000	$0.00
Common Stock	Restricted Stock Unit	Acquisiton	2014-08-20	37,500	$0.00	37,500	$0.00

Remaning Holdings	Exercise Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
16,750	2014-08-20	No	4	M	Direct
25,000		No	4	A	Direct
37,500		No	4	A	Direct

Footnotes

Each unit converts upon vesting into one share of common stock.
These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.11 to $11.41 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes to this Form 4.
The Units subject to the Award shall vest over three years with 33% vesting after one year and quarterly over the remaining two years.
See Exhibit 99.1.