Filing Details

Accession Number:
0001140361-14-033897
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-22 16:08:21
Reporting Period:
2014-08-20
Filing Date:
2014-08-22
Accepted Time:
2014-08-22 15:08:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
8146 Astro Med Inc W ALOT Computer Peripheral Equipment, Nec (3577) 050318215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527099 Iii W. Albert Ondis C/O Astro-Med, Inc.
600 East Greenwich Avenue
West Warwick RI 02893
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-20 1,059 $13.67 1,435,480 No 4 S Indirect Held by the Estate of Albert W. Onids of which the reporting person is a co-executor.
Common Stock Disposition 2014-08-21 100 $13.60 1,435,380 No 4 S Indirect Held by the Estate of Albert W. Onids of which the reporting person is a co-executor.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held by the Estate of Albert W. Onids of which the reporting person is a co-executor.
No 4 S Indirect Held by the Estate of Albert W. Onids of which the reporting person is a co-executor.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,858 Indirect Held under the Issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis.
Common Stock 317 Indirect Held under the Issuer's Employee Stock Ownership Plan for the account of the reporting person.
Common Stock 1,658 Indirect Held in trust for a child of the reporting person for which the reporting person is a trustee.
Common Stock 122,097 Direct
Footnotes
  1. The sale was made pursuant to the Rule 10b5-1 Trading Plan of the Estate of Albert W. Ondis of which reporting person is a co-executor.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.94, inclusive.
  3. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.