Filing Details

Accession Number:
0001222271-14-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-20 18:29:25
Reporting Period:
2014-08-18
Filing Date:
2014-08-20
Accepted Time:
2014-08-20 18:29:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222271 Thomas Georgens 495 East Java Drive
Sunnyvale CA 94089
Chairman Of The Board And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-18 78,191 $24.72 88,520 No 4 M Direct
Common Stock Disposition 2014-08-18 78,191 $41.11 10,329 No 4 S Direct
Common Stock Acquisiton 2014-08-19 71,809 $24.72 82,138 No 4 M Direct
Common Stock Disposition 2014-08-19 71,809 $41.03 10,329 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-18 78,191 $0.00 78,191 $24.72
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-08-19 71,809 $0.00 71,809 $24.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
167,643 2016-09-14 No 4 M Direct
95,834 2016-09-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 532 Indirect by Spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.10 to $41.175. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.125. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Mr. Georgens disclaims beneficial ownership of these shares.
  4. Option vests with respect to 25% of the option shares on August 19, 2010, and the balance in a series of equal monthly installments over the next 36 months of service thereafter.