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Home > Insider Trading > Filing (0001002225-14-000061)

Filing Details

Accession Number:: 0001002225-14-000061
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-08-19 19:42:51
Reporting Period:: 2014-08-15

Filing Date:: 2014-08-19
Accepted Time:: 2014-08-19 19:42:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1309147	Peter David Hess	600 Townsend Street San Francisco CA 94103	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-08-15	7,500	$7.84	166,959	No	4	M	Direct
Common Stock	Disposition	2014-08-15	1,919	$30.65	165,040	No	4	D	Direct
Common Stock	Disposition	2014-08-15	2,912	$30.65	162,128	No	4	F	Direct
Common Stock	Disposition	2014-08-18	2,669	$31.54	159,459	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2014-08-15	7,500	$0.00	7,500	$7.84

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
26,435	2007-03-14	2016-03-14	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 13 November 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.