Filing Details

Accession Number:
0001162194-14-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 18:54:57
Reporting Period:
2014-08-15
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 18:54:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435931 Maxwell William Smith Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Evp, Legal Affairs & Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 2,946 $3.39 3,236 No 4 M Direct
Common Stock Acquisiton 2014-08-15 54 $4.45 3,290 No 4 M Direct
Common Stock Disposition 2014-08-15 3,000 $27.85 290 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-15 2,946 $0.00 2,946 $3.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-08-15 54 $0.00 54 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-17 No 4 M Direct
8,767 2016-08-14 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 27, 2013.
  2. The shares subject to the Option fully vested on January 18, 2009.
  3. The shares subject to the Option fully vested on October 1, 2008.