Filing Details

Accession Number:
0001140361-14-033511
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-19 16:57:14
Reporting Period:
2014-08-15
Filing Date:
2014-08-19
Accepted Time:
2014-08-19 16:57:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912093 Jds Uniphase Corp JDSU Semiconductors & Related Devices (3674) 942579683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510422 R Andrew Pollack C/O Jds Uniphase Corporation
430 N Mccarthy Boulevard
Milpitas CA 95035
Svp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 2,886 $0.00 2,886 No 4 M Direct
Common Stock Disposition 2014-08-15 1,085 $10.86 1,801 No 4 F Direct
Common Stock Disposition 2014-08-18 1,801 $11.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2014-08-15 2,886 $0.00 2,886 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-08-15 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
  3. Shares sold pursuant to a Rule 10b5-1 Stock Trading Plan.