Filing Details

Accession Number:
0001437749-14-015729
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-18 13:58:29
Reporting Period:
2014-08-15
Filing Date:
2014-08-18
Accepted Time:
2014-08-18 13:58:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719274 Giga Tronics Inc GIGA Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 942656341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191807 A James Cole 4650 Norris Canyon Road
San Ramon CA 94583
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-15 10,000 $1.95 148,594 No 4 M Direct
Common Stock Disposition 2014-08-15 10,000 $2.10 138,594 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee stock option (right to buy) Disposition 2014-08-15 10,000 $0.00 10,000 $1.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,500 2014-08-18 No 4 M Direct
Footnotes
  1. Represents exercises of exempt option. The option was granted on August 18, 2009 and was fully exercisable on August 15, 2014. The option is set to expire on August 18, 2014.
  2. The sale of the related shares covered the cost of exercising the option.