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Home > Insider Trading > Filing (0001140361-14-032363)

Filing Details

Accession Number:
0001140361-14-032363
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-14 07:30:03
Reporting Period:
2014-08-12
Filing Date:
2014-08-14
Accepted Time:
2014-08-14 07:30:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1260943 Thomas H. Lee Advisors, Llc C/O Thomas H. Lee Partners, L.p.
100 Federal Street, 35Th Floor
Boston MA 02110		 No No Yes No
1375547 Thl Equity Advisors Vi, Llc C/O Thomas H. Lee Partners, L.p.
100 Federal Street, 35Th Floor
Boston MA 02110		 No No Yes No
1375663 Thomas H. Lee Parallel Fund Vi, L.p. 100 Federal Street, 35Th Floor
Boston MA 02110		 Yes No Yes No
1375668 Thomas H. Lee Equity Fund Vi, L.p. C/O Thomas H. Lee Partners, L.p.
100 Federal Street, 35Th Floor
Boston MA 02110		 No No Yes No
1429870 Thomas H. Lee Parallel (Dt) Fund Vi, L.p. 100 Federal Street
C/O Thomas H. Lee Partners, L.p.
Boston MA 02110		 No No Yes No
1604098 Thl Managers Vi, Llc C/O Thomas H. Lee Parnters, L.p.
100 Federal Street, 35Th Floor
Boston MA 02110		 No No Yes No
1606596 Thl Sterling Equity Investors, L.p. C/O Thomas H. Lee Parnters, L.p.
100 Federal Street, 35Th Floor
Boston MA 02110		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-08-12 7,500,000 $16.16 14,148,070 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. See Exhibit 99.1 for text of footnote (1).
  2. See Exhibit 99.1 for text of footnote (2).
  3. See Exhibit 99.1 for text of footnote (3).
  4. See Exhibit 99.1 for text of footnote (4).