Filing Details

Accession Number:
0001209191-14-051161
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-07 17:04:06
Reporting Period:
2014-08-06
Filing Date:
2014-08-07
Accepted Time:
2014-08-07 17:04:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059556 Moodys Corp MCO Services-Consumer Credit Reporting, Collection Agencies (7320) 133998945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451047 Lisa Westlake 7 World Trade Center
250 Greenwich Street
New York NY 10007
Svp & Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-08-06 7,300 $26.78 37,337 No 4 M Direct
Common Stock Disposition 2014-08-06 7,300 $87.39 30,037 No 4 S Direct
Common Stock Acquisiton 2014-08-06 5,200 $30.01 35,237 No 4 M Direct
Common Stock Disposition 2014-08-06 5,200 $87.39 30,037 No 4 S Direct
Common Stock Acquisiton 2014-08-06 3,100 $38.07 33,137 No 4 M Direct
Common Stock Disposition 2014-08-06 3,100 $87.38 30,037 No 4 S Direct
Common Stock Acquisiton 2014-08-06 20,200 $21.01 50,237 No 4 M Direct
Common Stock Disposition 2014-08-06 20,200 $87.39 30,037 No 4 S Direct
Common Stock Acquisiton 2014-08-06 2,700 $25.37 32,737 No 4 M Direct
Common Stock Disposition 2014-08-06 2,700 $87.39 30,037 No 4 S Direct
Common Stock Acquisiton 2014-08-06 3,700 $41.69 33,737 No 4 M Direct
Common Stock Disposition 2014-08-06 3,700 $87.39 30,037 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 7,300 $0.00 7,300 $26.78
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 5,200 $0.00 5,200 $30.01
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 3,100 $0.00 3,100 $38.07
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 20,200 $0.00 20,200 $21.01
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 2,700 $0.00 2,700 $25.37
Common Stock Employee Stock Option (right to buy) Disposition 2014-08-06 3,700 $0.00 3,700 $41.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-09 2020-02-09 No 4 M Direct
0 2012-02-08 2021-02-08 No 4 M Direct
0 2009-02-12 2018-02-12 No 4 M Direct
0 2009-12-16 2018-12-16 No 4 M Direct
0 2010-02-10 2019-02-10 No 4 M Direct
0 2006-02-22 2015-02-22 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$87.05 to $87.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
  2. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. One fourth of options vest each year beginning with the date indicated.