Filing Details
- Accession Number:
- 0001209191-14-050565
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-08-05 16:08:30
- Reporting Period:
- 2014-08-01
- Filing Date:
- 2014-08-05
- Accepted Time:
- 2014-08-05 16:08:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366990 | A Joel Hughes | C/O Constant Contact, Inc., 1601 Trapelo Road Waltham MA 02451 | Svp, Strategy/Emerging Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-08-01 | 23,438 | $28.76 | 26,018 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-01 | 2,890 | $13.09 | 28,908 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-08-01 | 1,875 | $13.75 | 30,783 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-08-01 | 28,616 | $31.03 | 2,167 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-01 | 23,438 | $0.00 | 23,438 | $28.76 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-01 | 2,890 | $0.00 | 2,890 | $13.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-08-01 | 1,875 | $0.00 | 1,875 | $13.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,062 | 2019-03-06 | No | 4 | M | Direct | |
| 8,670 | 2019-12-04 | No | 4 | M | Direct | |
| 4,125 | 2020-03-04 | No | 4 | M | Direct |
Footnotes
- Includes 413 shares of common stock acquired under the Constant Contact, Inc. 2007 Employee Stock Purchase Plan on June 30, 2014.
- Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $31.00 to $31.12 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- 25% of the shares subject to this option vested on December 12, 2012, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 12, 2015.
- 25% of the shares subject to this option vested on December 4, 2013, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 4, 2016.
- 25% of the shares subject to this option vested on March 4, 2014, and an additional 6.25% of the shares subject to this option vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on March 4, 2017.
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