Filing Details

Accession Number:
0001209191-14-050021
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-08-01 21:01:07
Reporting Period:
2014-07-30
Filing Date:
2014-08-01
Accepted Time:
2014-08-01 20:01:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
860730 Hca Holdings Inc. HCA Services-General Medical & Surgical Hospitals, Nec (8062) 273865930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216859 R Alan Yuspeh One Park Plaza
Nashville TN 37203
Svp & Chief Ethics Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-30 17,047 $2.83 41,327 No 4 M Direct
Common Stock Acquisiton 2014-07-30 73,507 $5.31 114,834 No 4 M Direct
Common Stock Acquisiton 2014-07-30 63,006 $11.32 177,840 No 4 M Direct
Common Stock Disposition 2014-07-30 153,560 $65.78 24,280 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 5,527 $0.00 5,527 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 3,576 $0.00 3,576 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 1,243 $0.00 1,243 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 1,031 $0.00 1,031 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 4,374 $0.00 4,374 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 486 $0.00 486 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 810 $0.00 810 $2.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 52,505 $0.00 52,505 $5.31
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 21,002 $0.00 21,002 $5.31
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 31,503 $0.00 31,503 $11.32
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-30 31,503 $0.00 31,503 $11.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-27 No 4 M Direct
0 2015-01-27 No 4 M Direct
0 2015-01-27 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2016-01-26 No 4 M Direct
0 2017-01-30 No 4 M Direct
0 2017-01-30 No 4 M Direct
0 2017-01-30 No 4 M Direct
0 2017-01-30 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.38 to $66.30, inclusive. The reporting person undertakes to provide to HCA Holdings, Inc., any security holder of HCA Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  3. Immediately before the effective time of the merger of Hercules Acquisition Corporation with and into HCA Inc. on November 17, 2006, pursuant to the Merger Agreement dated July 24, 2006 among Hercules Holding II, LLC, Hercules Acquisition Corporation and HCA Inc., all unvested options became fully vested and immediately exercisable.
  4. Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  5. On January 30, 2007, the reporting person was granted an option to purchase 52,505 shares of common stock, which vest upon achievement of certain predetermined investment return targets. 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of the closing of the initial public offering of the Issuer's securities on March 15, 2011, 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2011 and 1/3 of the option vested as a result of the achievement of certain specified investment return targets as of December 31, 2012.
  6. The option vested in equal increments at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
  7. The option vested in equal increments at the end of fiscal years 2007, 2008 and 2009 based upon the achievement of certain annual EBITDA performance targets.
  8. The option vested in three equal annual installments beginning on January 30, 2008.