Filing Details

Accession Number:
0001054374-14-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-30 19:51:47
Reporting Period:
2014-07-29
Filing Date:
2014-07-30
Accepted Time:
2014-07-30 19:51:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1122794 E John Major 5300 California Avenue
Irvine CA 92617
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-07-29 4,000 $19.71 46,925 No 4 M Direct
Class A Common Stock Disposition 2014-07-29 4,000 $38.00 42,925 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock option (right to buy) Disposition 2014-07-29 4,000 $0.00 4,000 $19.71
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,250 2015-04-27 No 4 M Direct
Footnotes
  1. Includes (i) 32,891 shares that are held as Class A common stock and (ii) 10,034 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  2. All shares subject to such option are fully vested and immediately exercisable.