Filing Details

Accession Number:
0001127602-14-024205
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-30 18:12:19
Reporting Period:
2014-07-28
Filing Date:
2014-07-30
Accepted Time:
2014-07-30 17:12:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199917 M Jeanne Moreno Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vp & Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-28 100 $125.00 11,977 No 4 S Direct
Common Stock Disposition 2014-07-29 1,044 $125.01 10,933 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $60.00 2013-02-08 2022-02-08 4,500 4,500 Direct
Common Stock Stock Option (Right to Buy) $79.04 2014-02-13 2023-02-13 9,000 9,000 Direct
Common Stock Stock Option (Right to Buy) $109.43 2015-02-13 2024-02-13 13,500 13,500 Direct
Common Stock Restricted Stock Units $0.00 2,831 2,831 Direct
Common Stock Restricted Stock Units $0.00 2,349 2,349 Direct
Common Stock Restricted Stock Units $0.00 1,611 1,611 Direct
Common Stock Performance Units $0.00 3,222 3,222 Direct
Common Stock Performance Units $0.00 2,170 2,170 Direct
Common Stock Performance Units $0.00 1,611 1,611 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-08 4,500 4,500 Direct
2023-02-13 9,000 9,000 Direct
2024-02-13 13,500 13,500 Direct
2,831 2,831 Direct
2,349 2,349 Direct
1,611 1,611 Direct
3,222 3,222 Direct
2,170 2,170 Direct
1,611 1,611 Direct
Footnotes
  1. Includes 98.591 shares acquired under a dividend reinvestment plan.
  2. This transaction was executed in multiple trades at prices ranging from $125.00 to $125.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  4. 1 for 1.
  5. The restricted stock units were earned based on Company performance during fiscal 2012. Assuming continued employment through the end of fiscal 2014, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units were earned based on Company performance during fiscal 2013. Assuming continued employment through the end of fiscal 2015, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2014. Assuming continued employment through the end of fiscal 2016, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  8. If the Company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the Company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.