Filing Details

Accession Number:
0001140361-14-029749
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-29 17:48:53
Reporting Period:
2014-07-29
Filing Date:
2014-07-29
Accepted Time:
2014-07-29 17:48:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884887 Royal Caribbean Cruises Ltd RCL Water Transportation (4400) 980081645
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1316987 D Richard Fain Royal Caribbean Cruises Ltd.
1050 Caribbean Way
Miami FL 33132
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-29 51,143 $7.27 1,248,539 No 4 M Direct
Common Stock Disposition 2014-07-29 94,850 $62.38 1,153,689 No 4 S Direct
Common Stock Disposition 2014-07-29 22,294 $0.00 1,131,395 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-07-29 51,143 $0.00 51,143 $7.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 421,412 Indirect See Footnotes
Common Stock 5,500 Indirect See Footnotes
Footnotes
  1. Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 29, 2014. The actual sale prices ranged from a low of $62.04 to a high of $62.84. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
  2. Represents charitable contribution of shares.
  3. Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
  4. The reporting person disclaims beneficial ownership of some or all of these shares.
  5. Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
  6. This form does not include 121,300 shares owned by other trusts for the benefit of members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest nor shares directly or indirectly owned by Mr. Fain's adult children.
  7. Immediately.