Filing Details

Accession Number:
0001140361-14-029577
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-28 18:39:49
Reporting Period:
2014-07-24
Filing Date:
2014-07-28
Accepted Time:
2014-07-28 18:39:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225648 Covanta Holding Corp CVA Cogeneration Services & Small Power Producers (4991) 956021257
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1093566 Sz Investments Llc Two North Riverside Plaza
Suite 600
Chicago IL 60606
No No Yes No
1250731 Chai Trust Co Llc Two North Riverside Plaza
Suite 600
Chicago IL 60606
No No No Yes
1315202 Egi-Fund (05-07) Investors, L.l.c. 2 North Riverside Plaza, Suite 600
Chicago IL 60606
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-07-24 687,045 $20.47 11,920,637 No 4 S Direct
Common Stock Disposition 2014-07-24 127,955 $20.47 2,213,545 No 4 S Direct
Common Stock Disposition 2014-07-25 788,205 $20.44 11,132,432 No 4 S Direct
Common Stock Disposition 2014-07-25 146,795 $20.44 2,066,750 No 4 S Direct
Common Stock Disposition 2014-07-28 210,750 $20.37 10,921,682 No 4 S Direct
Common Stock Disposition 2014-07-28 39,250 $20.37 2,027,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This price reflects the weighted average price for open-market sales of shares of Common Stock made by SZ Investments, L.L.C. ("SZI") and EGI-Fund (05-07) Investors, L.L.C ("Fund 05-07") on July 24, 2014 within a $1.00 range. The actual prices for these transactions range from $20.24 to $20.73, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
  2. These shares of Common Stock are beneficially owned SZI. SZI is indirectly owned by various trusts established for the benefit of Samuel Zell and his family (the "Trusts"). The trustee of each of the Trusts is Chai Trust Company, LLC ("Chai Trust"), of which Samuel Zell is neither an officer nor a director, and thus he disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  3. This price reflects the weighted average price for open-market sales of shares of Common Stock made by SZI and Fund 05-07 on July 25, 2014 within a $1.00 range. The actual prices for these transactions range from $20.37 to $20.525, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.
  4. These shares of Common Stock are beneficially owned by Fund 05-07. Chai Trust is the managing member of Fund 05-07.
  5. This price reflects the weighted average price for open-market sales of shares of Common Stock made by SZI and Fund 05-07 on July 28, 2014 within a $1.00 range. The actual prices for these transactions range from $20.26 to $20.42, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price.