Filing Details
- Accession Number:
- 0001613754-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-25 20:09:31
- Reporting Period:
- 2014-07-23
- Filing Date:
- 2014-07-25
- Accepted Time:
- 2014-07-25 20:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613754 | David Toth | 1250 53Rd Street, Suite 1 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-23 | 28,465 | $0.00 | 128,465 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2014-07-23 | 6,250 | $0.00 | 134,715 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-07-23 | 10,000 | $7.00 | 144,715 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock (Convertible) | Disposition | 2014-07-23 | 28,465 | $0.00 | 28,465 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
- The reported shares are represented by restricted stock units or RSUs, which will vest upon the satisfaction of both a service condition and an event condition. The event condition will be satisfied on the first to occur, if any, of (i) the date that is the earlier of (A) six (6) months after the effective date of the closing of the initial underwritten public offering of the Issuer's common stock pursuant to an effective registration statement, or (B) March 15, 2015; and (ii) the time immediately prior to the consummation of a change in control. After satisfaction of the event condition, 1/16th of the total number of shares of common stock underlying the RSUs will vest on April 21, 2014 and the remaining balance will vest in equal quarterly installments over the following four years.
- Of the reported shares, 6,250 shares are represented by RSUs.
Billionaire Hedge Funds
