Filing Details

Accession Number:
0001612892-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-25 19:53:35
Reporting Period:
2014-07-23
Filing Date:
2014-07-25
Accepted Time:
2014-07-25 19:53:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612892 Eric Deeds 1250 53Rd Street, Suite 1
Emeryville CA 94608
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-23 5,000 $0.00 5,000 No 4 A Direct
Common Stock Acquisiton 2014-07-23 1,000 $7.00 6,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
Footnotes
  1. The reported shares are represented by restricted stock units or RSUs, which will vest upon the satisfaction of both a service condition and an event condition. The event condition will be satisfied on the first to occur, if any, of (i) the date that is the earlier of (A) six (6) months after the effective date of the closing of the initial underwritten public offering of the Issuer's common stock pursuant to an effective registration statement, or (B) March 15, 2015; and (ii) the time immediately prior to the consummation of a change in control. Upon the satisfaction of the event condition, 1/16th of the total number of shares of common stock underlying the RSUs will vest on April 21, 2014 and the remaining balance will vest in equal quarterly installments over the following four years.
  2. Of the reported shares, 5,000 shares are represented by RSUs.