Filing Details

Accession Number:
0001181431-14-027385
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-25 12:27:11
Reporting Period:
2014-07-23
Filing Date:
2014-07-25
Accepted Time:
2014-07-25 12:27:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1449278 Tubemogul Inc TUBE Services-Prepackaged Software (7372) 510633881
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601862 Ashu Garg C/O Foundation Capital
250 Middlefield Road
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-23 83,537 $0.00 383,867 No 4 C Indirect Foundation Capital VI, L.P.
Common Stock Acquisiton 2014-07-23 3,768,399 $0.00 4,152,266 No 4 C Indirect Foundation Capital VI, L.P.
Common Stock Acquisiton 2014-07-23 820,260 $0.00 4,972,526 No 4 C Indirect Foundation Capital VI, L.P.
Common Stock Acquisiton 2014-07-23 2,825,571 $7.00 7,798,097 No 4 P Indirect Foundation Capital VI, L.P.
Common Stock Acquisiton 2014-07-23 934 $0.00 4,290 No 4 C Indirect Foundation Capital VI Principals Fund, LLC
Common Stock Acquisiton 2014-07-23 42,106 $0.00 46,396 No 4 C Indirect Foundation Capital VI Principals Fund, LLC
Common Stock Acquisiton 2014-07-23 9,165 $0.00 55,561 No 4 C Indirect Foundation Capital VI Principals Fund, LLC
Common Stock Acquisiton 2014-07-23 31,571 $7.00 87,132 No 4 P Indirect Foundation Capital VI Principals Fund, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Foundation Capital VI, L.P.
No 4 C Indirect Foundation Capital VI, L.P.
No 4 C Indirect Foundation Capital VI, L.P.
No 4 P Indirect Foundation Capital VI, L.P.
No 4 C Indirect Foundation Capital VI Principals Fund, LLC
No 4 C Indirect Foundation Capital VI Principals Fund, LLC
No 4 C Indirect Foundation Capital VI Principals Fund, LLC
No 4 P Indirect Foundation Capital VI Principals Fund, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock (Convertible) Disposition 2014-07-23 83,537 $0.00 83,537 $0.00
Common Stock Series A Preferred Stock (Convertible) Disposition 2014-07-23 934 $0.00 934 $0.00
Common Stock Series B Preferred Stock (Convertible) Disposition 2014-07-23 3,768,399 $0.00 3,768,399 $0.00
Common Stock Series B Preferred Stock (Convertible) Disposition 2014-07-23 42,106 $0.00 42,106 $0.00
Common Stock Series C Preferred Stock (Convertible) Disposition 2014-07-23 820,260 $0.00 820,260 $0.00
Common Stock Series C Preferred Stock (Convertible) Disposition 2014-07-23 9,165 $0.00 9,165 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,330 Indirect Foundation Capital VI, L.P.
Common Stock 3,356 Indirect Foundation Capital VI Principals Fund, LLC
Footnotes
  1. Each share of Issuer's Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
  2. Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.