Filing Details

Accession Number:
0001181431-14-027296
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-24 15:35:16
Reporting Period:
2014-07-23
Filing Date:
2014-07-24
Accepted Time:
2014-07-24 15:35:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
51143 International Business Machines Corp IBM Computer & Office Equipment (3570) 130871985
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171767 W James Owens Caterpillar Inc.
300 Hamilton Blvd., Suite 202
Peoria IL 61629
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-23 4,000 $82.70 5,000 No 4 M Direct
Common Stock Disposition 2014-07-23 18 $193.79 4,982 No 4 S Direct
Common Stock Disposition 2014-07-23 1,700 $193.80 3,282 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock BOD Stock Option (right to buy) Disposition 2014-07-23 4,000 $0.00 4,000 $82.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-01 2016-04-30 No 4 M Direct
Footnotes
  1. This grant vested in four equal annual installments; the last installment vested on the date shown above.