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Home > Insider Trading > Filing (0001181431-14-027134)

Filing Details

Accession Number:: 0001181431-14-027134
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-07-22 16:17:13
Reporting Period:: 2014-07-18

Filing Date:: 2014-07-22
Accepted Time:: 2014-07-22 16:17:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1347221	M Anna Ewing	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2014-07-18	20,000	$41.00	71,242	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$45.38		2017-12-12	22,564	22,564	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-12-12	22,564	22,564	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Represents (i) 3,061 vested shares of restricted stock, (ii) 50,430 shares underlying PSUs, of which 28,278 shares are vested and (iii) 17,751 shares purchased under the Employee Stock Purchase Plan.
Options exercisable.