Filing Details

Accession Number:
0001225208-14-017337
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-22 12:22:20
Reporting Period:
2014-07-21
Filing Date:
2014-07-22
Accepted Time:
2014-07-22 12:22:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388961 S John Clendening 211 Main Street
San Francisco CA 94105
Evp - Investor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-21 14,000 $19.36 85,365 No 4 M Indirect by Trust
Common Stock Disposition 2014-07-21 14,000 $27.78 71,365 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2014-07-21 14,000 $0.00 14,000 $19.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,677 2009-11-03 2018-11-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 275 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $27.75 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.