Filing Details

Accession Number:
0001002225-14-000057
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-17 21:07:55
Reporting Period:
2014-07-15
Filing Date:
2014-07-17
Accepted Time:
2014-07-17 21:07:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1309147 Peter David Hess 600 Townsend Street
San Francisco CA 94103
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-15 7,500 $7.84 169,828 No 4 M Direct
Common Stock Disposition 2014-07-15 1,816 $32.39 168,012 No 4 D Direct
Common Stock Disposition 2014-07-15 2,966 $32.39 165,046 No 4 F Direct
Common Stock Disposition 2014-07-16 2,869 $31.87 162,177 No 4 D Direct
Common Stock Disposition 2014-07-17 2,718 $31.61 159,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 F Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-07-15 7,500 $0.00 7,500 $7.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,935 2007-03-14 2016-03-14 No 4 M Direct
Footnotes
  1. Transaction pursuant to 10b5-1 plan dated 13 November 2013
  2. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
  3. Shares traded for taxes. No open market activity.
  4. Disposed shares withheld through net share settlement associated with the vesting of restricted stock units, to satisfy tax withholding obligations. No open market activity.