Filing Details
- Accession Number:
- 0001179110-14-011797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-16 20:53:35
- Reporting Period:
- 2014-07-14
- Filing Date:
- 2014-07-16
- Accepted Time:
- 2014-07-16 20:53:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535041 | Kin Chun Anthony Shum | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | President, Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-14 | 328 | $34.69 | 258,741 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2014-07-14 | 70,000 | $34.57 | 188,741 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 265,368 | Indirect | by Greenwood Nominees LTD AC 320530 FBO Anthony C. K. Shum |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 7,372 | 7,372 | Direct | |
| Common Stock | Restricted Stock Units | $0.00 | 9,733 | 9,733 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 17,970 | 17,970 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 15,059 | 15,059 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-01 | 7,372 | 7,372 | Direct |
| 9,733 | 9,733 | Direct | |
| 17,970 | 17,970 | Direct | |
| 15,059 | 15,059 | Direct |
Footnotes
- Shares acquired pursuant to the AECOM Hong Kong Stock Investment Plan.
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on September 13, 2013.
- This transaction was executed in multiple trades at prices ranging from $34.00 to $35.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in three equal annual installments beginning on December 1, 2009.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest in December 2014.
- The restricted stock units vest in December 2015.
- The restricted stock units vest in December 2016.
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