Filing Details
- Accession Number:
- 0001088825-14-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-07-16 19:19:00
- Reporting Period:
- 2014-07-14
- Filing Date:
- 2014-07-16
- Accepted Time:
- 2014-07-16 19:19:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350928 | L Jeffrey Klugman | 2160 Gold Street Alviso CA 95002 | Evp Product & Revenue | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-07-14 | 848 | $7.24 | 173,107 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 848 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 5,048 | $7.49 | 177,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 5,048 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 4,438 | $7.49 | 176,697 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 4,438 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 10,493 | $8.94 | 182,752 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 10,493 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 1,469 | $8.94 | 173,728 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 1,469 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 5,203 | $6.18 | 177,462 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 5,203 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 2,313 | $6.18 | 174,572 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 2,313 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 1,117 | $7.24 | 173,376 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 1,117 | $13.47 | 172,259 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-07-14 | 67 | $6.06 | 172,326 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-07-14 | 67 | $13.47 | 172,259 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-07-14 | 67 | $6.06 | 67 | $6.06 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-07-14 | 2,313 | $6.18 | 2,313 | $6.18 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-07-14 | 1,117 | $7.24 | 1,117 | $7.24 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-07-14 | 4,438 | $7.49 | 4,438 | $7.49 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-07-14 | 1,469 | $8.94 | 1,469 | $8.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-14 | 5,203 | $6.18 | 5,203 | $6.18 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-14 | 848 | $7.24 | 848 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-14 | 5,048 | $7.49 | 5,048 | $7.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-07-14 | 10,493 | $8.94 | 10,493 | $8.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 202 | 2005-05-22 | 2015-04-22 | No | 4 | M | Direct |
| 6,942 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 3,351 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 17,065 | 2010-06-23 | 2017-06-22 | No | 4 | M | Direct |
| 4,408 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
| 15,609 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 2,547 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 15,146 | 2010-06-23 | 2017-06-22 | No | 4 | M | Direct |
| 31,481 | 2008-04-26 | 2018-03-26 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
