Filing Details

Accession Number:
0001234452-14-000229
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-16 14:16:38
Reporting Period:
2014-07-15
Filing Date:
2014-07-16
Accepted Time:
2014-07-16 14:16:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347420 J Donald Rosenberg 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp & Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-15 32,000 $44.75 32,000 No 4 M Direct
Common Stock Disposition 2014-07-15 32,000 $79.80 0 No 4 S Direct
Common Stock Acquisiton 2014-07-15 1,000 $40.31 1,000 No 4 M Direct
Common Stock Disposition 2014-07-15 1,000 $79.80 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-15 1,000 $0.00 1,000 $40.31
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-07-15 32,000 $0.00 32,000 $44.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-10-18 No 4 M Direct
97,350 2019-11-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,483 Indirect by Trust
Footnotes
  1. The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
  2. The sale prices for this transaction ranged from $79.71 to $79.86. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  3. Securities held by Donald J. Rosenberg and Stacy K. Rosenberg, Trustees of the Rosenberg Family Trust dated October 18, 2011.
  4. The options vest 20% on the one year anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.
  5. Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant.