Filing Details

Accession Number:
0001054374-14-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-03 18:37:12
Reporting Period:
2014-07-01
Filing Date:
2014-07-03
Accepted Time:
2014-07-03 17:37:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054374 Broadcom Corp BRCM Semiconductors & Related Devices (3674) 330480482
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1057449 A Scott Mcgregor 5300 California Avenue
Irvine CA 92617
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-07-01 25,000 $21.31 1,786,547 No 4 M Direct
Class A Common Stock Disposition 2014-07-01 25,000 $37.49 1,761,547 No 4 S Direct
Class A Common Stock Acquisiton 2014-07-02 25,000 $21.31 1,786,547 No 4 M Direct
Class A Common Stock Disposition 2014-07-02 25,000 $37.60 1,761,547 No 4 S Direct
Class A Common Stock Acquisiton 2014-07-03 25,000 $21.31 1,786,547 No 4 M Direct
Class A Common Stock Disposition 2014-07-03 25,000 $37.75 1,761,547 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee stock option (right to buy) Disposition 2014-07-01 25,000 $0.00 25,000 $21.31
Class A Common Stock Employee stock option (right to buy) Disposition 2014-07-02 25,000 $0.00 25,000 $21.31
Class A Common Stock Employee stock option (right to buy) Disposition 2014-07-03 25,000 $0.00 25,000 $21.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
537,123 2015-01-02 No 4 M Direct
512,123 2015-01-02 No 4 M Direct
487,123 2015-01-02 No 4 M Direct
Footnotes
  1. The shares covered by this Form 4 are being sold pursuant to a Rule 10b5-1 Sales Plan, which is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Such transaction was executed in multiple trades at prices ranging from $37.09 to $37.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Such transaction was executed in multiple trades at prices ranging from $37.41 to $37.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. Such transaction was executed in multiple trades at prices ranging from $37.60 to $37.88. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. Includes (i) 739,513 shares that are held as Class A common stock and (ii) 1,022,034 shares in the form of restricted stock units that will entitle the Reporting Person to receive one share of Class A common stock per restricted stock unit.
  6. All shares subject to such option are fully vested and immediately exercisable.