Filing Details

Accession Number:
0001127602-14-022019
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-07-01 15:56:56
Reporting Period:
2014-07-01
Filing Date:
2014-07-01
Accepted Time:
2014-07-01 15:56:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238486 David Jonathan Blum 1441 Gardiner Lane
Louisville KY 40213
Svp And Chief Public Affairs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-07-01 9,500 $32.98 31,631 No 4 M Direct
Common Stock Disposition 2014-07-01 6,503 $81.85 25,128 No 4 D Direct
Common Stock Disposition 2014-07-01 2,997 $81.85 22,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2014-07-01 9,500 $0.00 9,500 $32.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,894 2011-02-05 2020-02-05 No 4 M Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Vesting occurs 25% per year beginning 02/05/2011.