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Filing Details

Accession Number:: 0001209191-14-043783
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-26 14:32:36
Reporting Period:: 2014-06-25

Filing Date:: 2014-06-26
Accepted Time:: 2014-06-26 14:32:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
795212	Trans World Entertainment Corp	TWMC	Retail-Record & Prerecorded Tape Stores (5735)	141541629

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
949119	Iii I Lloyd Miller	222 Lakeview Avenue Suite 160-365 West Palm Beach FL 33401		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-25	45,800	$3.24	2,036,091	No	4	P	Indirect	By Milfam II L.P.
Common Stock	Acquisiton	2014-06-25	22,640	$3.20	2,058,731	No	4	P	Indirect	By Milfam II L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Milfam II L.P.
No	4	P	Indirect	By Milfam II L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,131,181	Direct
Common Stock	1,678,107	Indirect	By Trust A-4 - Lloyd I. Miller
Common Stock	5,000	Indirect	By LIMFAM LLC
Common Stock	112,791	Indirect	By Trust A-3 - Lloyd I. Miller
Common Stock	0	Indirect	By Trust C - Lloyd I. Miller
Common Stock	35,002	Indirect	By AMIL of Ohio, LLC
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock	6,000	Indirect	By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock	12,031	Indirect	By Susan F. Miller
Common Stock	4,000	Indirect	By Trust A-2 - Lloyd I. Miller
Common Stock	209,748	Indirect	By Milgrat (H9)
Common Stock	257,951	Indirect	By Milgrat (A10)

Footnotes

The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.225 to $3.24 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.
The price in Column 4 is a weighted average price. The prices actually paid ranged from $3.15 to $3.20 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
On May 6, 2014, pursuant to a distribution made in connection with a grantor retained annuity trust, Milgrat (H9) transferred 257,951 shares to Trust C. On June 9, 2014, pursuant to a distribution made in connection with a grantor retained annuity trust, Trust C transferred 257,951 shares to Milgrat (A10). Such transactions only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.
On May 6, 2014, pursuant to a distribution made in connection with a grantor retained annuity trust, Milgrat (H9) transferred 257,951 shares to Trust C. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.
On June 9, 2014, pursuant to a distribution made in connection with a grantor retained annuity trust, Trust C transferred 257,951 shares to Milgrat (A10). Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Act pursuant to Rule 16a-13.