Filing Details

Accession Number:
0001342287-14-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-20 15:50:49
Reporting Period:
2014-06-18
Filing Date:
2014-06-20
Accepted Time:
2014-06-20 15:50:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1342287 General Finance Corp GFN Retail-Retail Stores, Nec (5990) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1530243 A Jeffrey Kluckman 39 East Union Street
Pasadena CA 91103
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
8.125% Senior Notes Due 2021 Acquisiton 2014-06-18 4,000 $25.00 4,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2010-01-26 20,000 $0.00 20,000 $1.28
Common Stock Stock Option (Right to Buy) Acquisiton 2012-06-07 30,000 $0.00 30,000 $3.15
Common Stock Stock Option (Right to Buy) Acquisiton 2013-06-07 20,000 $0.00 20,000 $4.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2011-01-26 2020-01-26 No 4 A Direct
50,000 2015-09-30 2022-06-07 No 4 A Direct
70,000 2014-06-07 2023-06-07 No 4 A Direct
Footnotes
  1. Stock option vests on the following date if (a) General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
  2. See attached document "fn06072012.txt? for explanation of footnote.
  3. Stock option vests in three equal annual installments on each of the first three anniversaries of the grant date. Vesting of the award will cease if employee ceases to be employed by the Company or its affiliate on or prior to any of the three anniversary dates (subject to any employment agreement between employee and the Company).