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Filing Details

Accession Number:: 0001221432-14-000057
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-13 17:11:44
Reporting Period:: 2014-06-13

Filing Date:: 2014-06-13
Accepted Time:: 2014-06-13 17:11:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	Security Brokers, Dealers & Flotation Companies (6211)	320122554

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Chairman, Ceo & Global Co-Cio	Yes	Yes	Yes	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2014-06-13	404	$13.19	3,574,813	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	705	$13.20	3,575,518	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,090	$13.21	3,576,608	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	303	$13.22	3,576,911	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	909	$13.23	3,577,820	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	300	$13.24	3,578,120	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	2,789	$13.25	358,909	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	2,087	$13.26	3,582,996	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	500	$13.27	3,583,496	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,000	$13.28	3,584,496	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,600	$13.29	3,586,096	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,600	$13.31	3,587,696	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,000	$13.32	3,588,696	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,100	$13.33	3,589,796	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,611	$13.34	3,591,407	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	3,923	$13.35	3,595,330	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	7,421	$13.36	3,602,751	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,405	$13.37	3,604,156	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	1,500	$13.38	3,605,656	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	100	$13.39	3,605,756	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	2,600	$13.40	3,608,356	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	200	$13.41	3,608,556	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	300	$13.42	3,608,856	No	4	P	Direct
Class A Common Stock	Acquisiton	2014-06-13	300	$13.43	3,609,156	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	7,041	Indirect	By Spouse

Footnotes

THE SHARE PURCHASES IN THIS FORM 4 ARE NOT DIRECTLY FOR THE INDIVIDUAL, PERSONAL ACCOUNTS OF JOHN P. CALAMOS, SR. THESE TRANSACTIONS REFLECT THE PURCHASE OF CALAMOS ASSET MANAGEMENT, INC. (CAM) SHARES BY CALAMOS INVESTMENTS LLC (CILLC) PRIMARILY TO MANAGE DILUTION RESULTING FROM AND POTENTIALLY TO FULFILL THE REQUIREMENTS OF CAM'S EQUITY COMPENSATION PLAN. JOHN P. CALAMOS, SR. OWNS A CONTROLLING INTEREST IN CALAMOS FAMILY PARTNERS, INC., WHICH IN TURN OWNS 77.8% OF CILLC. AS A RESULT, JOHN P. CALAMOS, SR. AND CALAMOS FAMILY PARTNERS, INC. ARE REQUIRED TO FILE THIS FORM 4 RELATING TO TRANSACTIONS OF THE CORPORATE REPURCHASE PROGRAM OCCURRING THROUGH CILLC.
Total represents 3,028,948.4870 shares of Class A Common Stock and 580,208 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).