Filing Details

Accession Number:
0001127602-14-020730
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-12 19:02:21
Reporting Period:
2014-06-10
Filing Date:
2014-06-12
Accepted Time:
2014-06-12 18:02:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1546165 Lee Lucy Helm 2401 Utah Ave South, Suite 800
Seattle WA 98134
Evp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-10 7,486 $30.79 62,985 No 4 M Direct
Common Stock Disposition 2014-06-10 7,486 $74.85 55,499 No 4 S Direct
Common Stock Disposition 2014-06-10 6,111 $0.00 49,388 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2014-06-10 7,486 $0.00 7,486 $30.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,985 2011-11-15 2020-11-15 No 4 M Direct
Footnotes
  1. Includes 96 shares purchased on March 31, 2014, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades at prices ranging from $74.842 to $74.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and will become exercisable in one increment of 2,985 shares on November 15, 2014.