Filing Details

Accession Number:
0001127602-14-020316
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-09 17:27:17
Reporting Period:
2014-06-05
Filing Date:
2014-06-09
Accepted Time:
2014-06-09 17:27:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251378 E Manolis Kotzabasakis Aspen Technology, Inc.
200 Wheeler Road
Burlington MA 01803
Evp, Products No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 3,094 $10.93 93,173 No 4 M Direct
Common Stock Acquisiton 2014-06-05 2,344 $15.50 95,517 No 4 M Direct
Common Stock Disposition 2014-06-05 7,438 $43.95 88,079 No 4 S Direct
Common Stock Acquisiton 2014-06-06 3,000 $23.38 91,079 No 4 M Direct
Common Stock Disposition 2014-06-06 3,000 $44.60 88,079 No 4 S Direct
Common Stock Disposition 2014-06-06 3,000 $44.62 85,079 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-06-05 3,094 $0.00 3,094 $10.93
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-06-05 2,344 $0.00 2,344 $15.50
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-06-06 3,000 $0.00 3,000 $23.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,094 2017-08-01 No 4 M Direct
11,719 2021-07-31 No 4 M Direct
24,401 2022-07-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.90 to $44.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.60 to $45.00, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The option granted at the exercise price of $10.93, representing a right to purchase a total of 49,500 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
  4. The option granted at the exercise price of $15.50, representing a right to purchase 37,500 shares, beomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
  5. The option granted at the exercise price of $23.38, representing a right to purchase 27,401 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.