Filing Details

Accession Number:
0001191981-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-09 16:28:40
Reporting Period:
2014-06-05
Filing Date:
2014-06-09
Accepted Time:
2014-06-09 16:28:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
817473 American Capital Ltd ACAS () 521451377
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191981 Gordon Obrien 2 Bethesda Metro Center
14Th Floor
Bethesda MD 20814
Pres., Specialty Fin. & Ops. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 20,000 $3.10 295,603 No 4 M Direct
Common Stock Disposition 2014-06-05 27,000 $14.80 295,603 No 4 S Direct
Common Stock Acquisiton 2014-06-06 20,000 $3.10 295,603 No 4 M Direct
Common Stock Disposition 2014-06-06 20,000 $14.98 295,603 No 4 S Direct
Common Stock Acquisiton 2014-06-09 15,696 $3.10 295,603 No 4 M Direct
Common Stock Disposition 2014-06-09 15,696 $15.00 295,603 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2014-06-05 20,000 $0.00 20,000 $3.10
Common Stock Options Disposition 2014-06-06 20,000 $0.00 20,000 $3.10
Common Stock Options Disposition 2014-06-09 15,696 $0.00 15,696 $3.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,696 2010-07-23 2019-07-23 No 4 M Direct
15,696 2010-07-23 2019-07-23 No 4 M Direct
0 2010-07-23 2019-07-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,032 Indirect ESOP/401(k)
Footnotes
  1. Price reflects weighted average sales price; actual sale prices ranged from $14.730 to $14.860. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  2. Price reflects weighted average sales price; actual sale prices ranged from $14.95 to $15.00. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  3. Price reflects weighted average sales price; actual sale prices ranged from $15.00 to $15.01. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
  4. The option vests in three equal installments beginning on July 23, 2010.