Filing Details

Accession Number:
0000904454-14-000486
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-06 08:51:29
Reporting Period:
2014-06-03
Filing Date:
2014-06-06
Accepted Time:
2014-06-06 08:51:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1260221 Transdigm Group Inc TDG Aircraft Parts & Auxiliary Equipment, Nec (3728) 510484716
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234544 J Robert Small C/O Berkshire Partners Llc
200 Clarendon Street, 35Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-03 82,870 $190.75 3,023,956 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2014-06-03 4,913 $190.75 184,799 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2014-06-04 83,416 $191.02 3,107,372 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2014-06-04 16,124 $191.02 200,923 No 4 P Indirect By Stockbridge Partners LLC
Common Stock Acquisiton 2014-06-05 4,440 $188.99 3,111,812 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2014-06-05 860 $188.99 201,783 No 4 P Indirect By Stockridge Partners LLC
Common Stock Acquisiton 2014-06-05 71,584 $190.10 3,183,396 No 4 P Indirect By Berkshire Entities
Common Stock Acquisiton 2014-06-05 13,873 $190.10 215,656 No 4 P Indirect By Stockbridge Partners LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockridge Partners LLC
No 4 P Indirect By Berkshire Entities
No 4 P Indirect By Stockbridge Partners LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,506 Indirect By Family Trusts
Common Stock 41,162 Direct
Footnotes
  1. Represents shares acquired by certain of the Berkshire Entities (as defined below), consistent with their investment objective of achieving capital appreciation by investing primarily in marketable securities. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of, or managing member of the general partner of, each of the Berkshire Entities. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by the Berkshire Entities. However, the Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  2. Represents shares acquired by Stockbridge Partners LLC and held on behalf of a managed account over which it has shared voting and sole dispositive power. This Form 4 has been filed because the Reporting Person is a director of the Issuer and a managing member of Stockbridge Partners LLC. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by Stockbridge Partners LLC. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest, if any, therein.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $190.06 to $191.00. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $190.77 to $191.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $188.74 to $189.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $189.77 to $190.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  7. Owned by Berkshire Fund VII, L.P. ("VII"), Berkshire Fund VII-A, L.P. ("VII-A"), Berkshire Investors LLC ("Investors"), Berkshire Investors III LLC ("Investors III"), Stockbridge Fund, L.P. ("SF"), Stockbridge Absolute Return Fund, L.P. ("SARF") and Stockbridge Master Fund (OS), L.P. ("SOS") (collectively, the "Berkshire Entities"). BPSP, L.P. ("BPSP") is the managing member of Berkshire Partners LLC, the registered investment adviser to VII, VII-A, Investors and Investors III ("BP"). Seventh Berkshire Associates LLC ("7BA") is the general partner of each of VII and VII-A. Stockbridge Associates LLC ("SA") is the general partner of SF, SARF and SOS.
  8. The Reporting Person is a managing member of each of BPSP, BP, 7BA, SA, Investors and Investors III. As such, the Reporting Person may be deemed to have shared voting and/or dispositive power over the shares held by such entities. However, the Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
  9. Represents shares of Common Stock beneficially owned by certain family trusts. The Reporting Person is a trustee and the Reporting Person's immediate family members are beneficiaries of such family trusts.