Filing Details
- Accession Number:
- 0001445305-14-002530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 21:00:29
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 21:00:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608425 | B Charlie Kawwas | C/O Avago Technologies U.s. Inc. 350 West Trimble Road San Jose CA 95131 | Svp Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-06-03 | 40,000 | $0.00 | 74,586 | No | 4 | A | Direct | |
| Ordinary Shares | Disposition | 2014-06-03 | 2,047 | $71.33 | 72,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Restricted Stock Unit award approved on June 3, 2014 with an effective grant date of June 10, 2014.
- Grant of restricted share units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting therof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) RSU. The RSUs vest as to 25% on the seventh business day of the second month of Avago's third fiscal quarter in each of fiscal years 2015, 2016, 2017, and 2018.
- Mandatory sale by the Reporting Person of sufficient shares to cover withholding taxes due upon vesting of RSUs.
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