Filing Details

Accession Number:
0001222271-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-05 16:44:05
Reporting Period:
2014-06-03
Filing Date:
2014-06-05
Accepted Time:
2014-06-05 16:44:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222271 Thomas Georgens 495 East Java Drive
Sunnyvale CA 94089
Ceo & President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-03 17,125 $0.00 42,020 No 4 M Direct
Common Stock Disposition 2014-06-03 8,391 $36.59 33,629 No 4 F Direct
Common Stock Disposition 2014-06-05 23,300 $36.21 10,329 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2014-06-03 375,000 $0.00 375,000 $36.59
Common Stock Restricted Stock Unit Disposition 2014-06-03 17,125 $0.00 17,125 $0.00
Common Stock Restricted Stock Unit Acquisiton 2014-06-03 125,000 $0.00 125,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
375,000 2021-06-02 No 4 A Direct
75,125 No 4 M Direct
200,125 No 4 A Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $36.20 to $36.225. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
  3. The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.