Filing Details

Accession Number:
0001181431-14-022644
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-04 16:26:05
Reporting Period:
2014-06-03
Filing Date:
2014-06-04
Accepted Time:
2014-06-04 16:26:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1347221 M Anna Ewing One Liberty Plaza
New York NY 10006
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-06-03 10,000 $38.00 119,936 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $19.75 2020-03-04 34,664 34,664 Direct
Common Stock Employee Stock Option (Right to Buy) $25.28 2021-03-28 39,661 39,661 Direct
Common Stock Employee Stock Option (Right to Buy) $45.38 2017-12-12 22,564 22,564 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-04 34,664 34,664 Direct
2021-03-28 39,661 39,661 Direct
2017-12-12 22,564 22,564 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person May 27, 2014.
  2. Represents (i) 52,383 vested shares of restricted stock, (ii) 50,440 shares underlying PSUs, of which 28,288 shares are vested and (iii) 17,113 shares purchased under the Employee Stock Purchase Plan.
  3. Options exercisable.