Filing Details
- Accession Number:
- 0001526944-14-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 16:42:52
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 16:42:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526944 | Eric Woon | 140 John James Audubon Parkway Amherst NY 14228 | Vice President - Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 4,986 | $14.80 | 17,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 4,986 | $30.13 | 12,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 14 | $14.80 | 12,393 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 14 | $29.49 | 12,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,078 | $18.24 | 13,457 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,078 | $29.49 | 12,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,167 | $19.50 | 13,546 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,167 | $29.49 | 12,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 2,069 | $13.43 | 14,448 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 2,069 | $29.49 | 12,379 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,160 | $18.95 | 13,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,160 | $29.49 | 12,379 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-27 | 4,986 | $0.00 | 4,986 | $14.80 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 14 | $0.00 | 14 | $14.80 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,078 | $0.00 | 1,078 | $18.24 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,167 | $0.00 | 1,167 | $19.50 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 2,069 | $0.00 | 2,069 | $13.43 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,160 | $0.00 | 1,160 | $18.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,347 | 2013-01-25 | 2020-01-24 | No | 4 | M | Direct |
| 3,333 | 2013-01-25 | 2020-01-24 | No | 4 | M | Direct |
| 0 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
| 584 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
| 2,759 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
| 3,810 | 2014-05-20 | 2023-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,379 | Direct |
Footnotes
- Includes 6,326 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 309 shares become fully vested and non-forfeitable on 5/23/2015, 1,376 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015, 2,413 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, and the remaining 2,946 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer. Also includes 1,450 shares that become fully vested and non-forfeitable on 5/23/2014 and 1,414 shares that become fully vested and non-forfeitable on 5/20/2016.
- Originally granted 10,000 options. The reporting person exercised 4,986 options on 5/27/2014. 14 options are excerisable, subject to IRS limitations, and the remaining 3,333 options become exercisable on 1/25/2015, if reporting person remain an employee of issuer.
- The reporting person exercised 14 options on 5/28/2014. The remaining 3,333 options become exercisable on 1/25/2015, if reporting person remains an employee of issuer.
- Originally granted 1,724 options. The reporting person exercised 543 options on 11/19/2013, 103 options on 11/26/2013 and 1,078 options on 5/28/2014.
- Originally granted 2,334 options. The reporting person exercised 583 options on 11/26/2013 and 1,167 options on 5/28/2014. The remaining 584 options become exercisable on 5/23/2015, if reporting person remains an employee of issuer.
- Originally granted 5,517 options. The reporting person exercised 689 options on 11/26/2013 and 2,069 options on 5/28/2014. The remaining 2,759 options become exercisable 50% per year for two years beginning 5/21/2015, if reporting person remains an employee of issuer.
- Originally granted 4,970 options. The reporting person exercised 1,160 options on 5/28/2014. The remaining 3,810 options become exercisable 33.33% per year for three years beginning 5/20/2015, if reporting person remains an employee of issuer.
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