Filing Details

Accession Number:
0001209191-14-036966
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 14:34:57
Reporting Period:
2013-05-31
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 14:34:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
855683 Milestone Scientific Inc. MLSS Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 133545623
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188354 Leonard Osser C/O Milestone Scientific Inc.
220 South Orange Avenue
Livingston NJ 07039
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2013-05-31 13,043 $1.15 2,625,673 No 4 P Direct
Common Stock, $.001 Par Value Acquisiton 2013-12-31 124,224 $0.00 2,749,897 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase common stock Acquisiton 2013-12-31 248,448 $0.00 248,448 $1.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
248,448 2013-12-31 2018-12-31 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to purchase common stock $0.75 2012-01-09 2017-01-09 133,334 133,334 Direct
Common Stock Options to purchase common stock $1.74 2015-12-17 42,193 42,193 Direct
Common Stock Options to purchase common stock $1.49 2014-11-01 73,333 73,333 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-09 133,334 133,334 Direct
2015-12-17 42,193 42,193 Direct
2014-11-01 73,333 73,333 Direct
Footnotes
  1. Shares to be issued at the termination of employment.
  2. Not applicable.
  3. Includes 1,306,717 shares of common stock to be issued at the termination of employment. On May 9, 2014, 600,000 of these shares were issued to the reporting person.
  4. These options are exercisable as follows: (i) for 82,733 shares on the date of grant (12-31-13) and (ii) for an additional 1/3 of the 165,715 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
  5. These options are exercisable as follows: (i) for 44,445 shares on the date of grant (1-9-12) and (ii) for an additional 1/3 of the 88,889 remaining shares on each of the 1st through 3rd anniversaries of the date of grant.
  6. Immediately exercisable.