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Filing Details

Accession Number:: 0000100493-14-000056
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-27 10:33:13
Reporting Period:: 2013-12-19

Filing Date:: 2014-05-27
Accepted Time:: 2014-05-27 10:33:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
100493	Tyson Foods Inc	TSN	Poultry Slaughtering And Processing (2015)	710225165

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1340955	V James Lochner	2200 Don Tyson Parkway Springdale AR 72762	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-12-19	275	$0.00	2,486	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Disposition	2014-01-15	2,485	$0.00	1	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2014-01-15	2,485	$0.00	241,703	No	4	J	Direct
Class A Common Stock	Acquisiton	2014-03-14	257	$0.00	241,960	No	4	J	Direct
Class A Common Stock	Acquisiton	2014-03-27	837	$0.00	838	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Disposition	2014-04-02	670	$0.00	168	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2014-04-02	670	$0.00	242,630	No	4	J	Direct
Class A Common Stock	Acquisiton	2014-05-22	435	$0.00	603	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Disposition	2014-05-22	85,185	$39.03	157,445	No	4	S	Direct
Class A Common Stock	Acquisiton	2014-05-22	10,000	$4.90	167,445	No	4	M	Direct
Class A Common Stock	Acquisiton	2014-05-22	108,333	$16.19	275,778	No	4	M	Direct
Class A Common Stock	Acquisiton	2014-05-22	108,333	$19.63	384,111	No	4	M	Direct
Class A Common Stock	Acquisiton	2014-05-22	64,234	$19.36	448,345	No	4	M	Direct
Class A Common Stock	Disposition	2014-05-22	290,900	$39.07	157,445	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Direct
No	4	J	Direct
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Direct
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2014-05-22	10,000	$4.90	10,000	$4.90
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2014-05-22	108,333	$16.19	108,333	$16.19
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2014-05-22	108,333	$19.63	108,333	$19.63
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2014-05-22	64,234	$19.36	64,234	$19.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-11-14	2018-11-14	No	4	M	Direct
0	2011-11-29	2020-11-29	No	4	M	Direct
108,333	2012-11-28	2021-11-28	No	4	M	Direct
128,466	2013-11-26	2022-11-26	No	4	M	Direct

Footnotes

Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
Includes 62,825 shares of Class A Common Stock which vest on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires.
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16a-11.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since December 19, 2013. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
Includes 63,082 shares of Class A Common Stock which vest on the fourth business day following the filing the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved. The performance metrics are achievement of a three year (fiscal 2014-2016) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metrics are not achieved, the award expires.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since March 27, 2014. Such acquisitions are exempt from Section 16 reporting requirements pursuant to Rule 16b-3.
This is a weighted average price. These shares were sold in multiple transactions on May 22, 2014 at prices ranging from $38.87 to $39.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.