Filing Details

Accession Number:
0001209191-14-036199
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-22 16:37:32
Reporting Period:
2014-05-19
Filing Date:
2014-05-22
Accepted Time:
2014-05-22 16:37:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 Great American Group Inc. GAMR Services-Business Services, Nec (7389) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 222 Lakeview Avenue
Suite 160-365
West Palm Beach FL 33401
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-19 10,000,000 $0.25 11,535,600 No 4 P Indirect By Trust A-4 - Lloyd I. Miller
Common Stock Acquisiton 2014-05-19 12,000,000 $0.25 12,342,500 No 4 P Direct
Common Stock Acquisiton 2014-05-19 12,000,000 $0.25 12,467,600 No 4 P Indirect By Milfam II L.P.
Common Stock Acquisiton 2014-05-19 4,000,000 $0.25 4,000,000 No 4 P Indirect By Susan F. Miller
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust A-4 - Lloyd I. Miller
No 4 P Direct
No 4 P Indirect By Milfam II L.P.
No 4 P Indirect By Susan F. Miller
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,781,976 Indirect By LIMFAM LLC
Common Stock 49,925 Indirect By Trust A-3 - Lloyd I. Miller
Common Stock 135,000 Indirect By Trust C - Lloyd I. Miller
Common Stock 52,980 Indirect By Trust D - Lloyd I. Miller
Footnotes
  1. The number of shares and price per share indicated on this form are shown prior to adjustment for the 1 for 20 reverse stock split proposed by Great American Group, Inc.
  2. On May 3, 2014, 342,500 securities held by Trust A-4 were distributed to Lloyd I. Miller, III and 342,500 securities were distributed to a non-managing person with respect to such Trust. Such transaction only effected a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in such securities and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13.
  3. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.