Filing Details

Accession Number:
0001593678-14-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-21 19:26:22
Reporting Period:
2014-05-19
Filing Date:
2014-05-21
Accepted Time:
2014-05-21 18:26:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Patent Owners & Lessors (6794) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246846 L Alan Earhart C/O Rovi Corporation
2830 De La Cruz Blvd
Santa Clara CA 95050
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-19 25,000 $14.29 50,841 No 4 M Direct
Common Stock Disposition 2014-05-19 25,000 $23.16 25,841 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-05-19 25,000 $0.00 25,000 $14.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.11 to $23.30, inclusive. The reporting person undertakes to provide to Rovi Corporation, any security holder of Rovi Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Grant fully vested on July 15, 2011