Filing Details

Accession Number:
0001181431-14-020490
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 19:28:43
Reporting Period:
2014-05-16
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 19:28:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576961 S. Carla Hardy 10603 W. Sam Houston Pkwy N.
Suite 300
Houston TX 77064
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-12 4,450 $0.00 407,639 No 5 G Indirect By Carla Schulz Hardy Revocable Trust
Common Stock Disposition 2014-05-19 62,500 $27.35 345,139 No 4 S Indirect By Carla Schulz Hardy Revocable Trust
Common Stock Disposition 2014-05-19 47,500 $27.35 276,521 No 4 S Indirect By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock Acquisiton 2014-05-16 4,380 $27.40 11,244 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect By Carla Schulz Hardy Revocable Trust
No 4 S Indirect By Carla Schulz Hardy Revocable Trust
No 4 S Indirect By Carla S. Hardy Grantor Retained Annuity Trust
No 4 A Direct
Footnotes
  1. Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
  2. Donation of 4,450 shares from the Revocable Trust
  3. Disposition of 62,500 common shares in revocable trust and 47,500 common shares in grantor retained annuity trust pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.3545 and $27.3531, respectively.
  4. Award grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting.