Filing Details

Accession Number:
0001181431-14-020489
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-20 19:28:16
Reporting Period:
2014-05-16
Filing Date:
2014-05-20
Accepted Time:
2014-05-20 19:28:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499794 Lv Mcguire 10603 W. Sam Houston Pkwy. N
Suite 300
Houston TX 77064
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-16 7,000 $27.33 54,248 No 4 S Direct
Common Stock Acquisiton 2014-05-16 4,380 $27.40 58,628 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.57 2011-08-23 2016-08-22 31,847 31,847 Direct
Common Stock Stock Option $8.29 2012-05-31 2017-05-18 9,047 40,894 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-08-22 31,847 31,847 Direct
2017-05-18 9,047 40,894 Direct
Footnotes
  1. Sale of 7,000 shares on the open market at an average price of $27.3302 per share.
  2. Award Grant of 4,380 shares at $27.40 per share which vest at next annual stockholders' meeting.