Filing Details
- Accession Number:
- 0001209191-14-035091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:29:02
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:29:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435122 | Michel Madelain | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President & Coo-Mis | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 62,499 | $38.07 | 119,471 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 50,000 | $80.97 | 69,471 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-15 | 12,499 | $82.70 | 56,972 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 13,625 | $63.09 | 70,597 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 10,000 | $81.48 | 60,597 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-15 | 3,625 | $82.70 | 56,972 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 12,750 | $72.72 | 69,722 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 11,000 | $81.48 | 58,722 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-15 | 1,750 | $82.70 | 56,972 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-15 | 62,499 | $0.00 | 62,499 | $38.07 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-15 | 13,625 | $0.00 | 13,625 | $63.09 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-15 | 12,750 | $0.00 | 12,750 | $72.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-12 | 2018-02-12 | No | 4 | M | Direct |
| 0 | 2007-02-08 | 2016-02-08 | No | 4 | M | Direct |
| 0 | 2008-02-12 | 2017-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$80.66 to $81.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$81.47 to $81.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$81.41 to $81.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
