Filing Details
- Accession Number:
- 0001209191-14-035078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:21:26
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:21:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Walter Investment Management Corp | WAC | Mortgage Bankers & Loan Correspondents (6162) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527778 | Scott D Clarke | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Pres Rms | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-14 | 5,298 | $20.57 | 17,461 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-14 | 5,298 | $30.19 | 12,163 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy Stock) | Disposition | 2014-05-14 | 5,298 | $0.00 | 5,298 | $20.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,298 | 2014-02-28 | 2019-02-28 | No | 4 | M | Direct |
Footnotes
- Original grant of 15,894 options vest in three equal annual installments beginning on February 28, 2013.
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