Filing Details
- Accession Number:
- 0001179110-14-008738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-19 16:05:23
- Reporting Period:
- 2014-05-15
- Filing Date:
- 2014-05-19
- Accepted Time:
- 2014-05-19 16:05:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Keurig Green Mountain Inc. | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1224775 | Hinda Miller | 33 Coffee Lane Waterbury VT 05676 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-15 | 1,240 | $52.87 | 78,722 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 1,108 | $54.12 | 79,830 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 1,725 | $61.71 | 81,555 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-15 | 1,200 | $30.79 | 82,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-15 | 5,273 | $115.18 | 77,482 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | NQ Stock Options | Disposition | 2014-05-15 | 1,240 | $0.00 | 1,240 | $52.87 |
| Common Stock | NQ Stock Options | Disposition | 2014-05-15 | 1,108 | $0.00 | 1,108 | $54.12 |
| Common Stock | NQ Stock Option | Disposition | 2014-05-15 | 1,725 | $0.00 | 1,725 | $61.71 |
| Common Stock | NQ Stock Option | Disposition | 2014-05-15 | 1,200 | $0.00 | 1,200 | $30.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-08 | No | 4 | M | Direct | |
| 1,109 | 2022-03-22 | No | 4 | M | Direct | |
| 575 | 2021-03-10 | No | 4 | M | Direct | |
| 0 | 2020-03-11 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $115.15 to $115.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option fully vested on the date of grant, subject to a holding period of the net shares for two years and until the director meets GMCR's minimum stock ownership guidelines. All minimum ownership restrictions lapse upon the reporting person's death or termination of service from the board of directors of GMCR.
- The options vest in four equal annual installments, with the first installment vesting on March 22, 2013, the first anniversary of the grant date.
- The options vest in four equal annual installments, with the first installment vesting on March 10, 2012, the first anniversary of the grant date.
- The options vest in four equal annual installments, with the first installment vesting on March 11, 2011, the first anniversary of the grant date.
- 1 for 1.
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